Board of
Directors
Supervise overall
governance of
Ethical Management
Audit
committee
Oversee the operation of Ethical Management and
report deficienceis to the board of directors
Chief
Compliance
officer
- Operational lead of Ethical Management
- Inspect and investigate employees’ compliance
with the Code of Ethics and Code of Conduct
Compliance Team
Top management
Establish, maintain, operate and audit
of Ethical Management
Middle management
Establish and implement procedures
for Ethical Management practices
Compliance manager
- Take first responsibility of ethical
management
- A Person in charge of ethical
management in each department